SENIOR COMPLIANCE OFFICER – LUXEMBOURG

Our client, a well-known player in the Wealth Management industry, is creating this new role.

Reporting to the CEO in Luxembourg and to the Group Compliance, the selected person will be a key member of the senior management team.

He (or she) will be responsible for all applicable regulatory requirements affecting the Wealth Management business as well as provide advice to Private Bankers to ensure that the firm is compliant with the relevant regulations and legislations.

The ideal candidate should have gained 5 to 10 years of experience in Luxembourg within a similar position with a focus on international wealth management. Good command of key Luxembourg and EU rules and regulations related to Investor Protection and market integrity (e.g. MiFID, Cross border, Market Abuse, AML/CFT). English is required.

Please send your application to Jerome Jouanneau-Courville at jcourville@normanalex.com

 

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